Securities Markets Regulatory

Market leaders in navigating the regulatory maze

In the complicated and ever-evolving regulatory landscape, our Financial Regulatory practice has pioneered strategies to protect clients from the vagaries of a complex and constantly expanding framework.

With these strategies, we leverage our forte to provide end-to-end legal solutions to our clients and advise on all aspects of compliance, risk mitigation, regulatory enforcement and disputes.

Our expertise in handling big ticket cross-border transactions, facilitated by our pan-India presence, allows us to anticipate developments in regulatory and compliance framework in both domestic and international markets.

Specialist advice on regulatory aspects of transactions including structuring, approvals, reporting and disclosures

10+
Dedicated Lawyers
100+
Regulatory Engagements
50+
Cross-Border Deals
15+
Years Market Leadership

Practice Areas

We advise on all aspects of securities markets regulation, including:

Regulatory Compliance & Advisory
Risk Mitigation Strategies
Regulatory Enforcement Actions
Dispute Resolution (SEBI/RBI)
Cross-Border Transaction Advisory
Structuring & Approvals
Reporting & Disclosures
Insider Trading Regulations
Takeover Code (SAST)
Listing Obligations & Disclosures
Foreign Portfolio Investors (FPI)
Foreign Direct Investment (FDI)
Investment Advisors Regulations
Research Analysts Regulations

Key Regulatory Bodies

We regularly engage with and advise on matters before:

Securities and Exchange Board of India (SEBI)
Reserve Bank of India (RBI)
Ministry of Corporate Affairs (MCA)
Stock Exchanges (BSE, NSE)
Depositories (NSDL, CDSL)
International Organization of Securities Commissions (IOSCO)

Why Choose Us

🏆

Market Leaders

Pioneered strategies to protect clients from complex regulatory frameworks

Ex-Regulators

Senior ex-regulators add valuable insight and depth to our advice

🌍

Cross-Border Expertise

Pan-India presence anticipating domestic and international regulatory developments

🔄

End-to-End Solutions

Complete legal solutions across compliance, risk mitigation and disputes

👥

Inimitable Team with Ex-Regulators

Our sector proficiency is reinforced by senior ex-regulators who add valuable insight, experience and depth to the 360-degree advice we offer

10+
Dedicated Lawyers

Key Regulatory Milestones

2024

Advised on first-ever green bond listing on IFSC

Pioneering sustainable finance regulatory framework

2023

SEBI Insider Trading Amendments

Led industry consultation on key regulatory changes

2022

Cross-border Merger Regulations

Advised on first cross-border merger under new framework

2021

SPAC Listing Framework

Pioneering regulatory guidance for SPAC listings in India


Latest Updates

View All →
📄

The Need for Speed – Fast Track Mergers Incremental Change or Next Gen Reform?

Alert
📄

SEBI's New Framework on Insider Trading: Key Changes and Implications

Alert
📋

RBI's Foreign Exchange Management (Non-debt Instruments) Amendment Rules 2025

Update
📢

SEBI Circular on Strengthening Corporate Governance Framework

Circular

Key Contact

YA

Yash J. Ashar

Senior Partner

Get in touch

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